Conquering Regulatory Reporting Challenges in Investment Management
Case Study Highlights
Maximizing Value of Existing Data
Streamline regulatory reporting by leveraging investment data to automate regulatory reporting
Enhancing Transparency and Oversight
Increase visibility in the regulatory process by providing access to reporting data, self-service tools, and collaborative workflow capabilities
Significant Operational Benefits
Implement advanced RegTech to reduce time, costs, and errors, while improving data accuracy and enhancing data governance
Navigating Regulatory Reporting Complexities
A market use case on how modern, cloud-based RegTech solutions optimize regulatory reporting obligations and reduce time, costs, and errors through automation.
Market Challenge
Investment management firms, including hedge funds and asset managers, face increasing challenges due to complex regulatory reporting obligations, such as MiFID in Europe and SEC regulations in the U.S., like Form PF. Firms struggle with tight deadlines, shifting rules, and manual data aggregation from various sources, leading to potential errors and inconsistencies.
Arcesium's Solution
To tackle regulatory compliance challenges, investment management firms are increasingly adopting regulatory technology (RegTech) solutions that streamline their processes. These solutions integrate with existing systems to enhance data utility and reporting capabilities. Key features include:
- Automation of manual processes
- Risk reduction and enhanced collaboration
- Data transparency and lineage
Market Benefits
Implementing RegTech solutions can significantly transform a firm's workflows, enhancing regulatory reporting and leading to positive financial outcomes, including, improved ROI, error reduction, and enhanced data governance.
